Posting a Broker’s Listing Timetable on a Company Website: Two Reminders
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Collected in Robin Shen’s Field Notes · Content type and attribution are shown above
English translation of the Chinese post originally published 2021-01-04. Translated 2026-10-27 with AI assistance. Historical figures and claims have not been updated or independently verified. 中文原文
Reading guide
Robin notices a company openly posting its broker’s listing timetable on its website and offers two reminders. Brokers compete intensely, but should watch whether clients repurpose their plans, for example to promote fundraising by claiming an imminent listing. Protect reputation while seeking business. Investors should not get excited simply because a listing plan exists. One company signed an advisory agreement and paid NT$30,000 a month for broker staff to visit. The staff worked on other companies’ cases in a small room, while the company brought investors to look, exchange cards, and hear that listing preparations were actively under way. Their presence was the point, regardless of actual work.
Key points
- A listing timetable can be repurposed as a fundraising promotional tool.
- Brokers must protect their reputation.
- A NT$30,000-a-month advisory presence can become a show: just have someone there.
- Investors should not become excited merely at the sight of a listing plan.
Full text — English translation
These articles are personal notes, book excerpts, and collected reprints. Figures and events reflect the time of the original publication, are not current information, and do not constitute investment advice.
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